Miriam Nunn - Equity Risk Management

Miriam Nunn has been able to reprise her role in The Equity Risk Management division at Wellington Shields.  The Equity Risk Management division provides strategies to individuals that are holding a substantial portion of assets in a single stock.  Concentration is assets exposes the investor to the risk of lack of diversification, sole reliance on positive price movement to generate returns and up to 100% loss of principle.  Selling a portion of a concentrated equity position to purchase broader investments may hold negative consequences such as adverse tax implications the inability to realize the full upside potential of the equity and diminished voting rights.  Our risk management approaches are intended to allow investors to participate in the upside potential of their concentrated asset holdings while attempting to reduce the negative consequences.