Miriam Nunn - Stock Market

Miriam Nunn has come back on board of the Equity Risk Management division and re-ignited her passion of introducing investors to a "better eat to be long in the stock market".  The Equity Risk Management division's "dynamic" collaring strategies aim to generate a stream of income from the shares and protect their value through the strategic use of options.  The income generated through the sale of covered calls can help generate positive returns and pay for put protection.  In effect, the ERM division has taken traditional concentrated asset strategies and made them dynamic in nature.

Miriam Nunn - Equity Risk Management

Miriam Nunn has been able to reprise her role in The Equity Risk Management division at Wellington Shields.  The Equity Risk Management division provides strategies to individuals that are holding a substantial portion of assets in a single stock.  Concentration is assets exposes the investor to the risk of lack of diversification, sole reliance on positive price movement to generate returns and up to 100% loss of principle.  Selling a portion of a concentrated equity position to purchase broader investments may hold negative consequences such as adverse tax implications the inability to realize the full upside potential of the equity and diminished voting rights.  Our risk management approaches are intended to allow investors to participate in the upside potential of their concentrated asset holdings while attempting to reduce the negative consequences.